Strengthening the value chain by optimisation of a compliance programme

Look before you leap

Overview of services:

  • Business process & controls environment mapping
  • Non-compliance risk assessment (inherent risk & residual risk)
  • Support in risk appetite setting
  • Assistance in design of business process optimisations
  • Assistance in the change implementation, in the context of communication, policies, procedures, processes and controls
  • Support in the process of post-implementation compliance review
  • Delivery of post implementation training on revised policies and procedures

One of the standardised products offered to Clients is the implementation of the Business Compliance Assurance Cycle/Framework. The product includes:

  1. Business process mapping
  2. Risk detection, assessment and risk appetite setting
  3. Business compliance process design
  4. Business compliance description in the form of policies and procedures, as well as support in selection/development of IT tooling supporting the designed processes
  5. New or revised compliance framework communication, including the relevant staff training
  6. Support in handling detected incidents of non-compliance and re-design of existing Business Compliance Assurance Framework, post the incident assessment and – if necessary – internal investigation.

Common areas of application of the service:

  • Anti-bribery & corruption programmes (ABC)
  • Anti-money laundering & combating the financing of terrorism programmes (AML/CFT)
  • GxP in pharmaceutical industry (e.g. FMD and serialisation)

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