Fundamental Elements of an Effective Compliance Programme are as follows:
- Implementation of written policies and procedures and standards of conduct
- Designation of a compliance officer and compliance committee
- Delivery of effective training and education
- Development of effective lines of communication
- Execution of an internal monitoring and auditing
- Enforcement of compliance standards through well-publicized disciplinary guidelines
- Prompt response to detected offences and undertake corrective actions
Kaczmarski-Legal supports businesses in:
- Making compliance plans a priority
- Discovery of fraud and abuse risk areas
- Managing financial relationships in compliant manner
- Helping staff to understand that “just because the competitors are doing something does not mean you can or should
- When in doubt, my clients may count on exhaustive and practical legal advice